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Daily Archives: May 23, 2012

Loophole In Business Continuity Planning In The Finance Sector?

Business ContinuityBy opscentreMay 23, 2012

Business continuity planning is a hot issue in the finance sector, and understandably so because of the real time nature of much of its activities. It’s not surprising therefore that two of the prominent regulating bodies in the United States, FINRA (Financial Industry Regulatory Authority, Inc.) and NFA (National Futures Association), both define their expectations…

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